Overview of Services

Roberta Wagner heads this section of the practice because of her extensive executive-level regulatory expertise. If and when your institution is faced with any of the following regulatory situations, it makes sense to retain Bugbee Wagner. Roberta specializes in the situations related to safety and soundness examinations.

• Before a regulatory examination.

  “An ounce of prevention is worth a pound of cure.” Let us help you prepare for the examination so that you can put your best foot forward.

• When you expect a regulatory enforcement action.

  There are many steps that can be taken so that you are prepared when the action is presented. To delay will cost you. We’ll make sure you move in the right direction quickly.

• After you have received an enforcement action.

  We know how to achieve compliance with enforcement actions quickly and efficiently. Put someone on your team who knows what the regulators are looking for and can expedite your compliance.

• When you need hands-on help to comply with requirements of enforcement actions.

  The amount of work initially required under an enforcement action will seem staggering, and an enforcement action doesn’t come with an instruction manual. We know what’s needed and can provide the expertise you need to get it done within the order’s time constraints.

• When you are required to have a board or management assessment performed.

  Sometimes regulators require a board and/or management assessment. We have performed more than 30 of these assessments and can guide you through the process.